John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is actively investigating claims on behalf of investors who may have suffered financial losses involving a registered broker and investment adviser, Dennis Charles Bearce [CRD#: 5082888, Lucasville, Ohio]. Evidently, Bearce is associated with Fifth Third Securities Inc. Notably, investors alleged that Bearce misrepresented investment products. However, the firms have denied those investors’ claims.
Specifically, on August 14, 2023, a Fifth Third Securities Inc. client filed a complaint about Dennis Bearce. Notably, the client alleged that Bearce misrepresented the nature of a FNMA CMO product. Because of this, the client allegedly sustained damages. Therefore, the client requested $19,935 in compensation from Fifth Third Securities Inc. or Bearce.
Particularly, a client of Fifth Third Securities Inc. contested Dennis Bearce’s sales practices, according to a complaint dated August 15, 2023. Supposedly, Bearce misrepresented CMOs. Therefore, the client sought compensatory relief from Fifth Third Securities Inc. or Bearce in the amount of $34,936.25 in this matter.
Also, on March 21, 2020, a Fifth Third Securities Inc. client filed a complaint about Dennis Bearce. Evidently, the client alleged that Bearce misrepresented the market risk of a mutual fund investment. Because of this, the client allegedly sustained damages. Therefore, the client requested $10,000 in compensation from Fifth Third Securities Inc. or Bearce.
Did you experience losses because of Dennis Bearce? If so, reach out to Soreide Law Group or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Bearce and brokerage firms he worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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