Soreide Law Group is actively investigating claims on behalf of investors who may have suffered financial losses involving a registered broker and investment adviser, Dennis Charles Bearce [CRD#: 5082888, Lucasville, Ohio]. Evidently, Bearce is associated with Fifth Third Securities Inc. Notably, investors alleged that Bearce misrepresented investment products. However, the firms have denied those investors’ claims.
Specifically, on August 14, 2023, a Fifth Third Securities Inc. client filed a complaint about Dennis Bearce. Notably, the client alleged that Bearce misrepresented the nature of a FNMA CMO product. Because of this, the client allegedly sustained damages. Therefore, the client requested $19,935 in compensation from Fifth Third Securities Inc. or Bearce.
Particularly, a client of Fifth Third Securities Inc. contested Dennis Bearce’s sales practices, according to a complaint dated August 15, 2023. Supposedly, Bearce misrepresented CMOs. Therefore, the client sought compensatory relief from Fifth Third Securities Inc. or Bearce in the amount of $34,936.25 in this matter.
Also, on March 21, 2020, a Fifth Third Securities Inc. client filed a complaint about Dennis Bearce. Evidently, the client alleged that Bearce misrepresented the market risk of a mutual fund investment. Because of this, the client allegedly sustained damages. Therefore, the client requested $10,000 in compensation from Fifth Third Securities Inc. or Bearce.
Did you experience losses because of Dennis Bearce? If so, reach out to Soreide Law Group or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Bearce and brokerage firms he worked for deny accusations of sales practice violations.
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