Soreide Law Group is actively investigating claims on behalf of investors who may have suffered financial losses involving a registered broker and investment adviser, Dennis Charles Bearce [CRD#: 5082888, Lucasville, Ohio]. Evidently, Bearce is associated with Fifth Third Securities Inc. Notably, investors alleged that Bearce misrepresented investment products. However, the firms have denied those investors’ claims.
Specifically, on August 14, 2023, a Fifth Third Securities Inc. client filed a complaint about Dennis Bearce. Notably, the client alleged that Bearce misrepresented the nature of a FNMA CMO product. Because of this, the client allegedly sustained damages. Therefore, the client requested $19,935 in compensation from Fifth Third Securities Inc. or Bearce.
Particularly, a client of Fifth Third Securities Inc. contested Dennis Bearce’s sales practices, according to a complaint dated August 15, 2023. Supposedly, Bearce misrepresented CMOs. Therefore, the client sought compensatory relief from Fifth Third Securities Inc. or Bearce in the amount of $34,936.25 in this matter.
Also, on March 21, 2020, a Fifth Third Securities Inc. client filed a complaint about Dennis Bearce. Evidently, the client alleged that Bearce misrepresented the market risk of a mutual fund investment. Because of this, the client allegedly sustained damages. Therefore, the client requested $10,000 in compensation from Fifth Third Securities Inc. or Bearce.
Did you experience losses because of Dennis Bearce? If so, reach out to Soreide Law Group or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Bearce and brokerage firms he worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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