Investors reportedly complained about securities broker Christopher Martin Hayes (also known as Chris Hayes) [CRD: 2333190, Centerville, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Hayes joined Fifth Third Securities Inc. on August 30, 2004, and became a financial advisor with the same firm on February 14, 2005. Read on to […]

Investors reportedly may have incurred losses due to securities broker Kathy Ann Borkovec (also known as Kathy Ann Berry and Kathy Ann Wallenfang) [CRD: 1867575, Northbrook, Illinois], according to disclosures on FINRA BrokerCheck. Borkovec has worked for Charles Schwab Co. Inc. since January 9, 2006, as a broker and since March 9, 2006, as an […]

Soreide Law Group is actively investigating claims on behalf of investors who may have suffered financial losses involving a registered broker and investment adviser, Dennis Charles Bearce [CRD#: 5082888, Lucasville, Ohio]. Evidently, Bearce is associated with Fifth Third Securities Inc. Notably, investors alleged that Bearce misrepresented investment products. However, the firms have denied those investors’ […]

FINRA reports allegations of sales practice violations by securities broker Kenneth Joseph Heidelberger[CRD#: 5293261, Naples, Florida]. Evidently, investors disputed the sales practices of the securities broker, who worked for Fifth Third Securities. Notably, these disclosures allege Heidelberger engaged in sales practice violations. Read on to learn more about the allegations against Heidelberger. However, please note […]