Soreide Law Group is currently investigating these collateralized loan obligations (CLOs): Bryn Mawr CLO II Ltd., and LCM VII Ltd(Lyon Capital Management). Bank of America was the underwriter and sold several CLO’s, including Bryn Mawr and LCM VII. Many of these CLOs resulted in huge losses for the investors.
The state of Massachusetts is currently investigating records and documents from Banc of America Securities LLC (now known as Merrill Lynch) allegedly related to these two CLOs, Bryn Mawr CLO II Ltd., and LCM VII Ltd—sold in 2007.
The Financial Industry Regulatory Authority (“FINRA”), on January 31, 2012, issued an award ordering Merrill Lynch (Banc of America Securities) to pay an LCM VII Ltd. investor $1.38 million, which was the total loss of his investment, plus costs and attorney’s fees.
Securities Attorney, Lars Soreide, of Soreide Law Group, PLLC, has represented clients nationwide before FINRA. If you have sustained investment losses due to your stock broker or financial advisor’s recommendations regarding CLOs, call for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552, or visit our website at: https://www.securitieslawyer.com.
Contact Soreide Law Group for a Free Review of Your Potential Investment Loss Claim If your financial advisor recommended Creative Media & Community Trust (NASDAQ: CMCT) and you suffered substantial losses, you may have legal rights. A CMCT investment loss attorney can help you understand your options and pursue recovery. Many investors purchased CMCT believing […]
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
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