Investors potentially incurred losses because of securities broker James Anthony Medsker (also known as Jim Medsker) [CRD: 1294250, Dublin, Ohio], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Medsker worked for Wells Fargo Clearing Services LLC from October 26, 2018, to January 25, 2024. Investors are encouraged to continue reading to learn more about disclosures involving Medsker.
Evidently, on September 24, 2025, a Wells Fargo Clearing Services LLC client filed FINRA Arbitration No. 25-02031 about James Medsker. Primarily, the client alleged that Medsker failed to escalate potential financial exploitation involving the client from 2019 through 2021. As a result, the client requested compensation from Wells Fargo Clearing Services LLC or Medsker. BrokerCheck shows that this arbitration is ongoing.
Financial exploitation generally refers to situations where a securities broker or financial advisor allegedly fails to protect a client from improper use of money or assets. These allegations can involve failing to identify suspicious account activity, failing to report warning signs of abuse, or not taking reasonable steps to safeguard vulnerable investors from financial harm.
Do you need clarity on any investment losses relating to James Medsker? You should contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Medsker and brokerage firms Medsker worked for deny accusations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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