The Soreide Law Group is currently investigating claims on behalf of Kovack
Securities clients who invested in options with Whitney Thatcher in the firm's Henderson, Nevada office.
If you have suffered substantial losses due to Mr. Thatcher’s options
recommendations, you may have a claim for recovery. Give us a call to
discuss your potential claim.
To contact Soreide Law Group call: (888) 760-6552, or visit our website and complete our online form at: https://www.securitieslawyer.com.
Cowen and Company, LLC (CRD 7616), now part of TD Securities (USA) LLC, is a brokerage firm based in New York, New York. FINRA censured and fined the firm a total of $80,000, of which $40,000 is payable to FINRA, according to an AWC issued August 19, 2026.
Webull Financial LLC (CRD 289063) is a brokerage firm based in New York, New York. FINRA censured and fined the firm $115,000 after finding it maintained inaccurate books and records of options order origin codes, according to an AWC issued August 17, 2026.
Marc Miller (CRD 1133692) is a registered representative with Western International Securities. According to BrokerCheck, a customer filed a claim against him on March 3, 2025 that remains pending.
Phone:
Fax: 1-954-760-6553
Email: [email protected]