Auto-callable structured notes have led to over $1 billion in investor losses, with many brokers recommending them without fully disclosing the risks. If your financial advisor encouraged you to invest in these complex products, you may have grounds to recover your losses.
Many of these investments, issued by major banks such as Goldman Sachs, JP Morgan, UBS, and Credit Suisse, suffered significant declines. For example, one note linked to ViacomCBS lost nearly 74 percent of investor principal, demonstrating just how risky these products can be.
Brokers have a legal obligation to recommend investments that align with your financial goals and risk tolerance. If you were not properly informed about the potential downsides of auto-callable notes, you may be entitled to compensation.
If your broker sold you these products and you experienced significant losses, contact us for a free case review. You may be able to recover your investment through FINRA arbitration or legal action.
Principal Loss %-Loss Issuer Filing Date Underlying Linked CUSIP
-$28,396,499 -73.93% JP Morgan 6/15/2021 PARA '46652Y752
-$24,140,943 -81.43% Goldman Sachs 6/22/2021 DOCU '36260Y575
-$22,221,819 -71.96% Barclays 12/1/2020 BABA '06747L793
-$21,537,488 -51.62% Goldman Sachs 11/30/2021 AFRM '36261U879
-$20,617,694 -62.70% Goldman Sachs 6/15/2021 BABA '36260Y443
-$19,844,255 -77.57% UBS 7/2/2021 PARA '90279B191
-$19,422,700 -81.54% Goldman Sachs 6/29/2021 DOCU '36260Y724
-$18,947,751 -67.35% HSBC 10/5/2021 AFRM '40439K151
-$16,053,330 -85.97% UBS 11/2/2021 RNG '90285B763
-$15,992,339 -79.02% UBS 7/20/2021 PYPL '90279B381
-$14,093,685 -37.60% HSBC 3/29/2021 ICLN '40438U697
-$13,270,650 -66.35% HSBC 11/19/2020 BABA, JD '40438CD73
-$13,215,232 -54.34% UBS 7/13/2021 RBLX '90279B357
-$12,918,713 -86.48% Goldman Sachs 10/26/2021 RNG '36261U507
-$12,911,046 -84.05% JP Morgan 11/1/2021 SQ '48132YFZ3
-$12,839,423 -85.46% Morgan Stanley 10/6/2020 ZM '61771D514
-$12,612,423 -63.06% Credit Suisse 1/29/2021 NIO '22550MPT0
-$11,823,669 -76.77% UBS 8/3/2021 PYPL, SQ '90279B555
-$11,769,914 -77.18% JP Morgan 3/17/2021 ICLN, PBW '48132TCL8
-$11,359,425 -68.55% JP Morgan 2/25/2021 ARKK '48132RC40
-$11,248,711 -47.55% Citigroup 11/1/2021 KBE, XBI, XLK '17329ULH2
-$11,093,302 -52.54% Credit Suisse 11/19/2019 BA '22550K624
-$11,048,618 -82.45% HSBC 8/24/2021 ZM '40439K425
-$11,022,527 -85.09% Credit Suisse 10/2/2020 ZM '22550X626
-$10,949,166 -82.19% JP Morgan 11/1/2021 TWLO '48132YGB5
-$10,694,301 -42.85% Credit Suisse 1/26/2021 KRE, XBI, XLK '22552X4W0
-$10,644,258 -85.15% Credit Suisse 11/30/2021 PTON '22553P6P9
-$10,435,578 -50.78% HSBC 1/30/2018 SX7E '40435J422
-$10,364,077 -70.43% Morgan Stanley 4/30/2021 PARA '61771VWX4
-$10,343,102 -31.70% Goldman Sachs 6/11/2021 SPY, XBI '36260Y468
-$9,935,676 -82.32% Morgan Stanley 10/19/2021 MRNA '61773G150
-$9,836,092 -80.32% B of A 4/20/2021 CHWY '09709UGK8
-$9,666,266 -42.85% Citigroup 1/26/2021 SMH, XBI, XLK '17328YGJ7
-$9,588,922 -72.33% Citigroup 11/1/2021 OKTA '17329UL82
-$9,580,844 -51.37% RBC 5/25/2021 WYNN '78014U129
-$9,358,229 -46.79% Barclays 10/14/2020 BABA '06741WLG3
-$9,321,135 -80.32% JP Morgan 4/20/2021 CHWY '48132TVJ2
-$9,131,504 -35.81% Goldman Sachs 4/19/2021 SPSIBI '40057FZT4
-$9,031,422 -72.71% Barclays 11/3/2020 BABA '06747K274
-$8,935,811 -27.89% BMO 11/1/2021 RTY '06368G2T3
-$8,723,852 -40.95% Morgan Stanley 11/1/2021 INDU, KRE, NDX '61773F7E7
-$8,689,960 -43.45% Citigroup 11/3/2021 TSLA '17329T450
-$8,531,140 -39.52% Morgan Stanley 4/27/2021 KRE, XBI, XLK '61771VUW8
-$8,521,133 -33.60% B of A 7/26/2021 KRE, XBI, XLK '09709UNL8
-$8,500,203 -68.55% Morgan Stanley 2/25/2021 ARKK '61771EM54
-$8,440,029 -44.49% B of A 3/2/2021 KRE, XBIXLK '09709UCX4
-$8,408,409 -89.03% Citigroup 7/28/2021 AAPL, ROKU '17328NYR3
-$8,391,110 -63.08% JP Morgan 11/1/2021 RBLX '48132YGA7
-$8,248,095 -60.61% JP Morgan 12/27/2021 ARKK, INDU, SPX '48132Y3D5
-$8,238,556 -40.95% Morgan Stanley 11/1/2021 KRE, NDX, SPX '61773F7F4
-$8,233,450 -32.19% Barclays 1/14/2020 C '06747E153
-$8,201,905 -74.27% RBC 8/31/2021 PARA '78016EG50
-$8,199,198 -57.97% Credit Suisse 11/5/2019 BA '22550K517
-$8,180,579 -16.36% RBC 12/22/2021 SPY '78013G3N3
-$8,126,049 -77.55% Morgan Stanley 8/10/2021 PYPL '61772Y640
-$7,923,612 -79.24% UBS 9/7/2018 XOP '90284W677
-$7,885,779 -46.66% Citigroup 7/27/2021 AAPL, AMZN '17328NSH2
-$7,832,256 -40.50% B of A 11/1/2021 DT '09709UTZ1
-$7,712,150 -72.56% RBC 6/17/2021 SQ '78016E4Y0
-$7,643,658 -83.66% RBC 7/20/2021 ZM '78016EHH3
-$7,611,727 -21.42% JP Morgan 6/29/2021 GM '46652Y653
-$7,562,388 -83.92% JP Morgan 10/29/2021 MRNA, ZG, ROKU '48132YJD8
-$7,561,370 -73.54% Goldman Sachs 10/22/2021 DOCU '36261U523
-$7,555,898 -76.17% JP Morgan 10/5/2021 DOCU '48132X313
-$7,470,000 -100.00% Credit Suisse 10/26/2021 FRCB, SBNY, USB '22551G432
-$7,293,124 -86.98% Credit Suisse 11/3/2020 ZM '22550X741
-$6,966,275 -69.66% Morgan Stanley 2/18/2021 PDD '61771VAE0
-$6,944,857 -45.28% HSBC 7/9/2021 AMZN, COST, TGT, WMT '40439JFN0
-$6,933,915 -78.35% Citigroup 9/30/2021 AMZN, TDOC '17328NXQ6
-$6,901,963 -71.57% UBS 12/2/2020 AMZN, BABA '90278R460
-$6,791,827 -64.49% Morgan Stanley 10/16/2019 BA '61770C434
-$6,686,637 -67.80% Credit Suisse 8/12/2021 Z '22550MVT3
-$6,665,922 -56.20% Goldman Sachs 6/22/2021 SHOP '36260Y567
-$6,536,787 -81.33% Goldman Sachs 11/15/2021 MRNA '36261U721
-$6,536,193 -70.66% CIBC 5/3/2021 ARKK '13605W2V2
-$6,487,286 -81.26% Morgan Stanley 10/5/2021 MRNA '61773E734
-$6,476,887 -84.20% Goldman Sachs 11/26/2021 MRNA '36261U861
-$6,434,644 -51.62% Citigroup 11/9/2021 TSLA '17329T740
22 Not Matured as of February 25, 2025
-$14,837,360 -53.87% Barclays 7/18/2023 RIVN '06745MQK7
-$11,130,974 -46.85% Barclays 3/26/2024 EL '06745QBV0
-$9,034,456 -45.17% UBS 4/12/2024 EL '90307F255
-$8,584,177 -45.59% Citigroup 3/19/2024 AMD '17291LRC1
-$8,464,045 -33.86% HSBC 6/25/2021 SPY, XBI '40439K763
-$8,405,601 -53.47% Goldman Sachs 3/23/2021 ARKK '40057FSJ4
-$8,090,740 -32.37% HSBC 7/12/2021 SPY, XBI '40439K730
-$7,923,872 -79.24% Goldman Sachs 9/16/2021 MTCH, TWTR, CHWY '40057JKJ4
-$7,750,257 -57.05% Goldman Sachs 3/22/2022 AA '36264H180
-$7,633,727 -96.85% Credit Suisse 1/12/2021 AAPL, BYND, PYPL, SPLK '22552X2E2
-$6,577,667 -65.78% Credit Suisse 10/27/2021 META, LLY, OKTA '22551G465
-$6,577,147 -63.64% Goldman Sachs 2/17/2021 ARKK '40057FG57
-$11,283,925 -29.47% Goldman Sachs 7/16/2021 SPY, XBI '36261B301
-$9,506,827 -41.48% Goldman Sachs 2/6/2024 AMD '40057Y3Q4
-$9,286,780 -34.24% B of A 9/3/2021 SPY, XBI '09710E614
-$9,270,979 -37.64% UBS 3/22/2022 PYPL '90290V614
-$8,911,093 -44.90% Goldman Sachs 8/22/2023 RIVN '40057TUS1
-$7,842,774 -39.73% Goldman Sachs 2/13/2024 AMD '40057YB44
-$7,254,912 -49.87% Goldman Sachs 3/12/2024 AMD '40057YM26
-$7,153,440 -40.21% Goldman Sachs 2/21/2024 AMD '40057YD26
-$6,599,730 -41.55% Morgan Stanley 3/27/2024 AMD '61776K539
-$6,474,573 -29.31% Goldman Sachs 10/25/2022 OXY '36264U173
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