EDWARD T HILL of LPL West End NC

EDWARD T HILL (EDWARD HILL, ED HILL, EDWARD TERRAL HILL) has been registered both as an investment advisor and broker with LPL FINANCIAL LLC of West End, North Carolina since 3/1/2018. Hill was previously registered both as a broker and investment advisor with EDWARD JONES of West End, North Carolina from 2012-2018.

According to FINRA’s BrokerCheck, available to the public on FINRA’s website, EDWARD T HILL has been in the securities industry for 13 years and has been listed with 2 firms.  Hill has four disclosures on his FINRA CRD report.  All four disclosures are, “Customer Disputes.”  The significance of Hill’s disclosures is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% have been the subject of 3 or more customer complaints. In other words, EDWARD T HILL’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints. 

On 1/10/2025 there was a “Customer Dispute” filed stating, “Customer alleges that an investment made in 2021 was unsuitable for the customer's investment objectives and risk tolerance.” This dispute is currently pending and the damage amount requested is $175,000.00.

A settled “Customer Dispute” dated 10/10/2023 received $220,000.00 in damages.  The allegations were, “Claimants allege representative recommended an unsuitable investment in a structured note. Activity period March 2020 to March 2023.”  EDWARD T HILL denies the allegations in the Broker Comment.

There is a pending “Customer Dispute” dated 10/2/2023 on EDWARD T HILL’s CRD report alleging, “Customer alleges poor performance, a loss of $20,805.24 and failure to follow instructions.”  The damage amount requested is $20,805.24.

A settled “Customer Dispute” dated 1/26/2023 is on Hill’s CRD report with allegations of “The customer alleged that he had not authorized the reinvestment of a structured note that had been called in August 2021 and sought reimbursement of $18,163 in losses that occurred when the second structured note matured in December 2022.”  The damage amount requested was $18,163.00, and the settlement amount was $18,747.45.  EDWARD T HILL added the following Broker Comment, “The matter was settled in the interests of compromise and closure and to avoid the time and expense of further proceedings.”

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