Investors have reportedly disputed the sales practices of securities broker Nicholas Cross Ignatowski (also known as Nick Ignatowski) [CRD: 2409399, Milwaukee, Wisconsin], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ignatowski worked for LPL Financial LLC from August 20, 2013, to December 31, 2023. Investors are encouraged to continue reading to find out more about the securities broker’s disclosures.
Evidently, an LPL Financial LLC client filed FINRA Arbitration No. 23-02404 about Nicholas Ignatowski. Primarily, the client alleged that Ignatowski made misrepresentations concerning the features of variable annuities over a period spanning 2011 to 2023. Because of this, the client allegedly incurred damages connected to variable annuities. Therefore, on November 11, 2024 LPL Financial LLC settled this matter by paying the client $250,000 in damages.
Additionally, a client of LPL Financial LLC disputed Nicholas Ignatowski’s sales practices, according to a complaint dated March 21, 2017. Allegedly, Ignatowski made omissions involving fees and surrender charges tied to variable annuities purchased in September 2014. It appears that Ignatowski allegedly caused the client to sustain damages pertaining to those variable annuities. Consequently, the client sought compensation from LPL Financial LLC or Ignatowski. This matter was denied on April 7, 2017.
Are you worried about investments you made through Nicholas Ignatowski? You should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Ignatowski and brokerage firms Ignatowski worked for deny any allegations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Kerrie Lynn Best [CRD: 2834846, Spring Hill, Florida], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kerrie Best worked for Raymond James Associates Inc. beginning August 9, 2006, as a securities broker and beginning August 10, 2006, as a financial advisor. Investors […]
Investors potentially incurred losses because of securities broker Cooper Morgan Carden [CRD: 6902893, Hoover, Alabama], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cooper Carden worked for Northwestern Mutual Investment Services LLC from December 10, 2019, to March 17, 2026. See below to find out more about the securities broker’s disclosures. Northwestern Mutual […]
Investors might have sustained losses due to securities broker Michael Owen Barry [CRD: 2690041, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Barry has been registered with Stifel Nicolaus Company in New Orleans, Louisiana, since July 7, 2015, as both a broker and financial advisor. Investors are encouraged to […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com