Investors potentially incurred losses because of securities broker Elijah Grant Goble [CRD: 6760147, Costa Mesa, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goble worked for Merrill Lynch from April 13, 2017, to March 5, 2018, and has been registered with Citigroup Global Markets Inc. since March 26, 2018. Investors should keep reading to find out more about Goble’s disclosures.
Evidently, on October 16, 2025, a Citigroup Global Markets Inc. client filed FINRA Arbitration No. 25-02248 concerning Elijah Goble. Mainly, the client alleged that Goble mismanaged the account. Because of this, the client allegedly incurred damages associated with municipal bonds. Consequently, the client requested $276,189.47 in compensation from Citigroup Global Markets Inc. or Goble. It appears that this arbitration is pending a resolution.
Notably, a client of Citigroup Global Markets Inc. contested Goble’s sales practices, according to a complaint. Allegedly, Goble recommended risky investments. It appears that Goble allegedly caused the client to incur damages relating to notes. Therefore, Citigroup Global Markets Inc. opted to settle the matter on July 7, 2022, by paying the client $20,236.
Did you experience losses because of Elijah Goble? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm takes cases on a contingency fee basis and advances all costs. Goble and the brokerage firms Goble worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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