Investors might have sustained losses because of securities broker Enyinnaya Ihechituru Kanu (also known as Enyi Ihechituru Kanu and Ihechituru Enyinnaya Kanu) [CRD: 1863520, Cincinnati, Ohio], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Kanu worked for Capital City Securities LLC from July 4, 2023, to October 7, 2025, and from September 23, 2017, to June 30, 2023, and for Calton Associates Inc. from July 12, 2013, to September 18, 2017. See below to discover more about Kanu’s disclosures.
Particularly, a Capital City Securities LLC client filed FINRA Arbitration No. 23-03151 about Enyinnaya Kanu. Primarily, the client alleged that Kanu engaged in unauthorized trading. Because of this, the client allegedly sustained damages relating to options. Therefore, on January 15, 2024, Capital City Securities LLC settled this matter by paying the client $375,000 in damages.
Specifically, a client of Wells Fargo Financial Network LLC contested Enyinnaya Kanu’s sales practices by filing FINRA Arbitration No. 13-01352. Allegedly, Kanu churned accounts and made unsuitable recommendations. It appears that Kanu allegedly caused the investor to sustain damages. Consequently, Wells Fargo Financial Network LLC opted to settle the matter on June 11, 2013, by compensating the client in the amount of $10,000.
Notably, on August 3, 2001, a First Union Securities client filed a complaint about Enyinnaya Kanu. Mainly, the client alleged that Kanu failed to follow instructions and invested the account in aggressive securities. For this reason, the client allegedly incurred damages linked to mutual funds. As a result, the client requested $45,000 in compensation from First Union Securities or Kanu. However, the firm denied this complaint.
Also, a client disputed Enyinnaya Kanu’s sales practices, based on a complaint dated January 7, 1998. Allegedly, Kanu recommended unsuitable variable annuities. It appears that Kanu allegedly caused the client to sustain damages. Therefore, the client sought compensation in the amount of $19,770 in this matter. However, the firm denied this complaint.
Do you need clarification on any investment losses relating to Enyinnaya Kanu? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Kanu and brokerage firms Kanu worked for deny allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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