Soreide Law Group is investigating possible investor claims against securities broker Eric Edward Nicolassy [CRD#: 6244539, Red Bank, New Jersey]. Evidently, FINRA sanctioned the securities broker, who worked for Woodstock Financial Group. Notably, FINRA's accusations against the securities broker include excessive and unsuitable trading. Also, an investor filed a dispute about him. Here's more about these disclosures. However, please note that the securities broker denies the allegations.
Notably, on March 24, 2022, FINRA issued Acceptance, Waiver, and Consent (AWC) #: 2019063382401, sanctioning Eric Nicolassy. Specifically, FINRA suspended the stockbroker from associating with any FINRA member in any capacity. Evidently, this resolves the regulator's allegations that the securities broker engaged in excessive and unsuitable trading.
Also, a client of Woodstock Financial Group contested Eric Nicolassy's sales practices by filing FINRA Arbitration #: 21-02080 on October 4, 2021. Notably, accusations against the securities broker include unauthorized trading, excessive trading, unsuitable transactions, and breach of fiduciary duty. Allegedly, the stocks that Nicolassy sold or recommended resulted in damages. Therefore, the client seeks compensatory relief from Woodstock Financial Group or Nicolassy in the amount of $103,056.69 in this ongoing matter.
Have you experienced damages by investing with Eric Nicolassy? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Nicolassy and the brokerage firms Nicolassy has associated with deny any and all allegations of sales practice violations.
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
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