Soreide Law Group is investigating possible investor claims against securities broker Evan A. Lunsford (CRD: 5756621, Terre Haute, Indiana). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for LPL Financial LLC. Supposedly, one or more individuals claim that Lunsford made unsuitable recommendations. Here is a brief summary of the disclosures about Lunsford.
Specifically, a client of LPL Financial LLC contested Evan Lunsford’s sales practices by filing FINRA Arbitration: 20-03380. Allegedly, Lunsford provided unsuitable advice by not taking into account the client’s investment objectives. It appears that Lunsford caused the client to sustain damages on structured notes. Therefore, LPL Financial LLC opted to settle the matter on May 26, 2021, by compensating the client in the amount of $55,000.
Also, an LPL Financial LLC client filed a complaint about Evan Lunsford. Namely, the client alleged that Lunsford made unsuitable recommendations. Because of this, the client allegedly sustained damages on structured notes. Therefore, on August 5, 2020, LPL Financial LLC settled this matter by paying the client $100,000 in damages.
Have you incurred losses from investing with Evan Lunsford? If so, contact Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a potential recovery of your losses. Soreide Law Group, who has successfully recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Lunsford and brokerage firms Lunsford worked for deny any allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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