Kury Calques et al v. Santander Securities, FINRA ID #12-01192 (San Juan, PR, 8/6/2013) - An all-public Panel awarded a total of $1,868,000 to a group of customers who alleged over-concentration of their accounts.
According to FINRA's Award Summary on their website, "Claimants asserted the following causes of action: negligence, breach of contract, breach of fiduciary duty, overconcentration in violation of FINRA and NASD rules, violations of FINRA and NASD rules, unsuitability, failure to supervise, unjust enrichment, fraud and violations of the Puerto Rico Securities Act and the Federal Securities Act. The causes of action relate to Claimants' investments in Puerto Rico Conservation Trust Notes."
Soreide Law Group, PLLC, has represented clients nationwide. If you feel you have become a victim of Santander Securities, of Puerto Rico please call a Securities Arbitration Lawyer for a free consultation on how to potentially recover your losses. To speak with an attorney, call 888-760-6552
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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