Kury Calques et al v. Santander Securities, FINRA ID #12-01192 (San Juan, PR, 8/6/2013) - An all-public Panel awarded a total of $1,868,000 to a group of customers who alleged over-concentration of their accounts.
According to FINRA's Award Summary on their website, "Claimants asserted the following causes of action: negligence, breach of contract, breach of fiduciary duty, overconcentration in violation of FINRA and NASD rules, violations of FINRA and NASD rules, unsuitability, failure to supervise, unjust enrichment, fraud and violations of the Puerto Rico Securities Act and the Federal Securities Act. The causes of action relate to Claimants' investments in Puerto Rico Conservation Trust Notes."
Soreide Law Group, PLLC, has represented clients nationwide. If you feel you have become a victim of Santander Securities, of Puerto Rico please call a Securities Arbitration Lawyer for a free consultation on how to potentially recover your losses. To speak with an attorney, call 888-760-6552
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