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August 26, 2013
FINRA Fines Santander Securities $1.8 Million

Kury Calques et al v. Santander Securities, FINRA ID #12-01192 (San Juan, PR, 8/6/2013) - An all-public Panel awarded a total of $1,868,000 to a group of customers who alleged over-concentration of their accounts. According to FINRA's Award Summary on their website, "Claimants asserted the following causes of action: negligence, breach of contract, breach of […]

August 26, 2013
FINRA Fines Santander Securities $1.8 Million

Kury Calques et al v. Santander Securities, FINRA ID #12-01192 (San Juan, PR, 8/6/2013) - An all-public Panel awarded a total of $1,868,000 to a group of customers who alleged over-concentration of their accounts. According to FINRA's Award Summary on their website, "Claimants asserted the following causes of action: negligence, breach of contract, breach of […]

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