The Florida-based Soreide Law Group, (888) 760-6552, recently obtained the following information from FINRA's website under “Disciplinary and Other FINRA Actions, January, 2015.”
Jeffrey Brian Grove (CRD #3000877, Viera, Florida)
was barred by FINRA for allegedly converting the proceeds of office equipment sales, totaling nearly $1 million, for his own personal use and benefit. Allegedly Grove did this by utilizing his member firm’s corporate procurement system to purchase the office equipment and then sold the items to different individuals.
(FINRA Case #2014042497701)
Jeffrey Brian Grove was registered in the securities industry for 15 years and was previously registered with the following securities firm(s):
07/1999 - 09/2014 CHARLES SCHWAB & CO., INC. (CRD# 5393) - MELBOURNE, FL
This ends the information obtained from FINRA's website.
If you suffered investment losses due to your broker or financial advisor's recommendations, please call Soreide Law Group for a free consultation with an attorney: 888-760-6552.
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