The Florida-based Soreide Law Group, (888) 760-6552, recently obtained the following information from FINRA's website under “Disciplinary and Other FINRA Actions, January, 2015.”
Jeffrey Brian Grove (CRD #3000877, Viera, Florida)
was barred by FINRA for allegedly converting the proceeds of office equipment sales, totaling nearly $1 million, for his own personal use and benefit. Allegedly Grove did this by utilizing his member firm’s corporate procurement system to purchase the office equipment and then sold the items to different individuals.
(FINRA Case #2014042497701)
Jeffrey Brian Grove was registered in the securities industry for 15 years and was previously registered with the following securities firm(s):
07/1999 - 09/2014 CHARLES SCHWAB & CO., INC. (CRD# 5393) - MELBOURNE, FL
This ends the information obtained from FINRA's website.
If you suffered investment losses due to your broker or financial advisor's recommendations, please call Soreide Law Group for a free consultation with an attorney: 888-760-6552.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com