The Financial Industry Regulatory Authority (FINRA) barred Matthew R. Quinn (CRD# 4478751) for alleged theft from elderly clients.
FINRA reported that allegedly Quinn withdrew the funds from the accounts of elderly bank clients while he was working at Fifth Third, Cincinnati, Ohio. He also worked as a teller there.
Quinn refused to cooperate with FINRA and would not testify in the investigation.
Matt Quinn is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). The following are former firms he was registered with:
05/2013 - 11/2013 FIFTH THIRD SECURITIES, INC. (CRD# 628) - CINCINNATI, OH
07/2010 - 03/2013 LPL FINANCIAL LLC (CRD# 6413) - CINCINNATI, OH
If you or an elderly family member have suffered financial losses because of your broker/financial advisor, please call Soreide Law Group for your free consultation on how to potentially recover those losses at 888-760-6552. We represent clients nationwide before FINRA.
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