The Financial Industry Regulatory Authority (FINRA) barred Matthew R. Quinn (CRD# 4478751) for alleged theft from elderly clients.
FINRA reported that allegedly Quinn withdrew the funds from the accounts of elderly bank clients while he was working at Fifth Third, Cincinnati, Ohio. He also worked as a teller there.
Quinn refused to cooperate with FINRA and would not testify in the investigation.
Matt Quinn is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). The following are former firms he was registered with:
05/2013 - 11/2013 FIFTH THIRD SECURITIES, INC. (CRD# 628) - CINCINNATI, OH
07/2010 - 03/2013 LPL FINANCIAL LLC (CRD# 6413) - CINCINNATI, OH
If you or an elderly family member have suffered financial losses because of your broker/financial advisor, please call Soreide Law Group for your free consultation on how to potentially recover those losses at 888-760-6552. We represent clients nationwide before FINRA.
Summit Brokerage and Independent Financial Group each appear on a pending customer claim naming Gilbert Conrad (CRD 2746778). Both claims are unproven allegations. His BrokerCheck report also lists settled disputes at Arkadios Capital and Independent Financial Group.
On August 6, 2026, a customer filed a $400,000 FINRA arbitration naming Chad McQuade (CRD 5436281) and Northwestern Mutual. The claim involves outside, third-party real estate investments. It is pending, and McQuade disputes it in a written response.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Phone:
Fax: 1-954-760-6553
Email: [email protected]