FREDERICK MARKLEY STOW (CRD#: 864436), a former broker and vice president with Raymond James & Associates, Inc. of Franklin, Tennessee, was charged on June 11, 2020, in a Nashville federal court for the Middle District of Tennessee, with three counts of wire fraud, one count of identity theft and one count of securities fraud. They […]

The Financial Industry Regulatory Authority (FINRA) barred Matthew R. Quinn (CRD# 4478751) for alleged theft from elderly clients. FINRA reported that allegedly Quinn withdrew the funds from the accounts of elderly bank clients while he was working at Fifth Third, Cincinnati, Ohio. He also worked as a teller there. Quinn refused to cooperate with FINRA […]