Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, August 2016.”
Sonia Giannetti (CRD #5922748, Coral Springs, Florida)
was assessed a deferred fine of $10,000 and suspended by FINRA for two years for allegedly withholding documents in FINRA information requests, produced false and misleading responses to FINRA information requests, and provided false and misleading testimony during her on-the-record interview in connection with FINRA’s review of her member firm’s corporate bond trading activity.
Sonia Giannetti’s suspension is in effect from June 6, 2016, through June 5, 2018.
(FINRA Case #2014042602401)
Sonia Giannetti has been registered with the securities industry for four years and was with the following firms:
05/2013 - 04/2016 LPL FINANCIAL LLC - BOSTON, MA
07/2011 - 03/2013 ACTIVA CAPITAL MARKETS, INC. - MIAMI, FL
If you were a client of Sonia Giannetti formerly with LPL Financial of Boston, and Activa Capital Markets of Miami, and suffered financial losses due her recommendations, call the Pompano Beach, Florida-based Soreide Law Group for a free consultation with an attorney regarding the possibility of recovering your losses at: 888-760-6552.
Soreide Law Group represents clients nationwide on contingency and advances all costs. We are committed to recovering our clients’ losses due to the negligence or fraud of their brokerages, stock brokers or financial advisors.
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