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August 19, 2016
Former LPL Financial Broker, Sonia Giannetti, Fined and Suspended by FINRA

Florida-based Soreide Law Group obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, August 2016.” Sonia Giannetti (CRD #5922748, Coral Springs, Florida) was assessed a deferred fine of $10,000 and suspended by FINRA for two years for allegedly withholding documents in FINRA information requests, produced false and misleading responses to FINRA […]

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