Patrick James Manriquez (CRD #4073542, Beaumont, Texas)
was barred by FINRA for allegedly converting $20,000 from his member firm’s client for his own personal use.
FINRA's findings stated that Manriquez did this by submitting outgoing wire transfer requests, which the client had not authorized, causing the firm to wire the funds from an account the client owned to a third-party credit union account Manriquez’s mother owned.
(FINRA Case #2015044013001)
Patrick James Manriquez was formerly registered with the following firms:
06/2009 - 01/2015 MORGAN STANLEY (CRD# 149777) - BEAUMONT, TX
12/1999 - 06/2009 CITIGROUP GLOBAL MARKETS INC. (CRD# 7059) - BEAUMONT, TX
This summation of information available on FINRA's website from April 2015, ends here.
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