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April 21, 2015
Former Morgan Stanley Broker from Beaumont Texas, Barred by FINRA

Patrick James Manriquez (CRD #4073542, Beaumont, Texas) was barred by FINRA for allegedly converting $20,000 from his member firm’s client for his own personal use. FINRA's findings stated that Manriquez did this by submitting outgoing wire transfer requests, which the client had not authorized, causing the firm to wire the funds from an account the […]

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