JEFFREY A. CASHMORE (CRD# 1928725) former LPL broker, was suspended and fined by FINRA for alleged misconduct for distributing misleading sales information to his clients and prospective clients.
According to a recent article in Reuters, in one case, six retirees of the former Niagara Mohawk Power Corp, now a part of National Grid USA, a subsidiary of National Grid, allege that Jeffery Cashmore, who was a broker for LPL Financial LLC at the time, advised them to cash in their pensions when they retired and roll the money over into investments that he would manage. The retirees lost millions of dollars when they could have locked in their monthly pension payments for life.
Jeffrey Cashmore, currently has an investment advisory firm in Williamsville, New York.
According to FINRA's BrokerCheck, Jeff Cashmore was previously registered with the following securities firm(s):
Registered Dates Firm
11/1994 - 10/2012 LPL FINANCIAL LLC (CRD# 6413) - WILLIAMSVILLE, NY
10/1992 - 11/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD# 7613) - NEW YORK, NY
06/1990 - 10/1992 LIBERTY SECURITIES CORPORATION (CRD# 14416) - PURCHASE, NY
03/1989 - 07/1990 SHEARSON LEHMAN HUTTON INC. (CRD# 7506) - NEW YORK, NY
Soreide Law Group can be reached (888) 760-6552. We represent our clients nationwide before FINRA. Call for a free consultation with an attorney on how to potentially recover your investment losses.
Soreide Law Group is investigating potential investor claims involving DCM US Multi-Family Homes PLC notes sold or recommended through Andbanc Brokerage LLC. They are also investigating sales or recommendations through Andbanc Advisory LLC. Additionally, they are reviewing sales or recommendations through BCI Securities, Inc., Boreal Capital Securities, LLC (also known as Mora Capital Securities), and […]
Soreide Law Group está investigando posibles reclamaciones de inversionistas relacionadas con los bonos de DCM US Multi-Family Homes PLC vendidos o recomendados a través de Andbanc Brokerage LLC, Andbanc Advisory LLC, BCI Securities, Inc., Boreal Capital Securities, LLC (también conocida como Mora Capital Securities). Por otro lado, Mora WM Securities, LLC también estuvo involucrada. Si […]
Contact Soreide Law Group for a Free Review of Your Potential Investment Loss Claim If your financial advisor recommended Creative Media & Community Trust (NASDAQ: CMCT) and you suffered substantial losses, you may have legal rights. A CMCT investment loss attorney can help you understand your options and pursue recovery. Many investors purchased CMCT believing […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com