Investors might have sustained losses due to securities broker Gary Andrew Edmonds Jr. [CRD: 3098531, Washington, District of Columbia], based on disclosures on FINRA BrokerCheck. Evidently, Edmonds worked for UBS Financial Services Inc. from April 21, 2011, to April 11, 2022, and has worked for LPL Financial LLC since March 31, 2022. Read on to learn more about the disclosures involving Edmonds.
Particularly, on May 28, 2025, a UBS Financial Services Inc. client filed FINRA Arbitration No. 25-01029 about Gary Edmonds Mainly, the client alleged that Edmonds committed elder abuse, omitted information about surrender charges on an annuity, and overconcentrated the client’s assets in equities. Because of this, the client allegedly sustained damages. As a result, the client requested $300,000 in compensatory damages and $1,000,000 in punitive damages in compensation from UBS Financial Services Inc. or Edmonds. This arbitration is pending a resolution.
Specifically, a client of Wells Fargo Advisors LLC disputed Gary Edmonds’s sales practices, according to a complaint dated December 8, 2011. Allegedly, Edmonds engaged in unauthorized trading, resulting in tax consequences. It appears that Edmonds allegedly caused the client to sustain damages on mutual funds. Therefore, the client sought compensation from Wells Fargo Advisors LLC or Edmonds in the amount of $14,298 in this matter. However, the firm denied this complaint.
Do you need clarification on any investment losses relating to Gary Edmonds? You should contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group helps to recover losses for investors throughout the United States. The firm also takes cases by a contingency fee arrangement and advances all costs. Edmonds and brokerage firms Edmonds worked for deny accusations referenced in public disclosures.
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