Investors potentially incurred losses because of securities broker Gregory Jonathan Ritter (also known as Gregory John Ritter) [CRD: 3087358, Delaware, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Ritter worked for Emerson Equity LLC beginning June 8, 2010, as a broker and has also been registered with the firm as an […]

Investors apparently complained about securities broker Scott Edward Oliphant [CRD: 4551455, Columbus, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Oliphant worked for CFD Investments Inc. from November 14, 2005, to December 19, 2019, Creative Financial Designs Inc. from October 22, 2019, to December 19, 2019, Cetera Advisors LLC from […]

Investors have reportedly disputed the sales practices of securities broker Michael Joseph Murray [CRD: 5034449, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Murray worked for Laidlaw Company beginning on October 27, 2010, and remains registered with the firm. Keep reading to discover more about the disclosures […]

Investors apparently complained about securities broker Jeffrey Allen Morris [CRD: 2478499, Estes Park, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morris worked for Moloney Securities Co. Inc. from March 16, 2012, to December 5, 2025, and Moloney Securities Asset Management LLC from December 9, 2016, to December 5, 2025. Continue reading […]

Investors potentially experienced sales practice violations by securities broker Daniel Allen Barnard [CRD: 2403593, Scottsdale, Arizona], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Barnard worked for Berthel Fisher Company Financial Services Inc. from April 23, 2008, to November 20, 2018; Growth Capital Services Inc. from November 21, 2019, […]

Investors might have sustained losses because of securities broker Jason Douglas Stone [CRD: 5455271, Orange, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Stone worked for Arkadios Capital beginning March 7, 2024, and for Secura Financial beginning September 30, 2013; he previously worked for Crown Capital Securities […]

Investors have reportedly disputed the sales practices of securities broker Christopher John Browning (also known as Chris Browning and Christopher John Brownrigg) [CRD: 4786391, Scottsdale, Arizona], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Browning worked for Western International Securities from May 12, 2009, to February 5, 2024, and […]

Investors potentially experienced sales practice violations by securities broker Nathan Cole Wells [CRD: 5553359, Morrison, Illinois], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Wells worked for Voya Financial Advisors Inc. from February 2, 2012, to June 9, 2021; Cetera Advisor Networks LLC from June 9, 2021, to […]

Investors apparently complained about securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. See below for details about this broker’s disclosures. Moloney Securities Co. Inc. Investor […]