Investors complained about securities broker Gary William Holland [CRD: 852976, Leominster, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Gary Holland worked for Ameriprise Financial Services Inc. until 2015. He joined Cetera Investment Advisers in 2023 and Cetera Advisor Networks in 2021. Here’s more about the securities broker’s disclosures and the disputes involving his clients.
Specifically, on May 5, 2024, an Ameriprise Financial Services LLC client filed a complaint about Gary Holland. Evidently, the client alleged misrepresentation. Because of this, the investor supposedly sustained damages on REITs. Consequently, they requested $14,064.32 in compensation from Ameriprise Financial Services LLC or Holland. However, the firm denied this complaint.
Gary Holland Disclosed Failure To Follow Instructions Allegations By Cetera Advisor NetworksLLC Client
Particularly, a client of Cetera Advisor Networks LLC contested Gary Holland’s sales practices, according to a complaint dated September 5, 2023. Notably, the investor alleged failure to follow instructions. Allegedly, Holland allegedly caused the client to sustain damages on mutual funds. Therefore, they sought damages from Cetera Advisor Networks LLC or Holland. However, this complaint was denied.
Also, a client filed a complaint about Gary Holland. The client alleged unauthorized transactions. Because of this, the investor supposedly sustained damages on variable annuities. As a result, on June 20, 2011, Ameriprise Financial Services Inc. settled this matter by paying the client $27,786.30 in damages.
Have you incurred losses due to Gary Holland? You could get in touch with Soreide Law Group online or at (888) 760-6552 and speak to a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Holland and the brokerage firms he worked for deny accusations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com