Gerald McGinley Linked To UBS Financial Services Inc. Investor’s Misrepresentation Dispute

Investors potentially incurred losses because of securities broker Gerald O’Niell McGinley (also known as Gerry McGinley) [CRD: 1811084, Westport, Connecticut], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gerald McGinley worked for UBS Financial Services Inc. from December 2, 2015, to the present. See the following information to learn more about Gerald McGinley’s disclosures.

UBS Investor Accused Gerry McGinley Of Unsuitable Recommendations

Specifically, a UBS client filed FINRA Arbitration No. 24-00504 about Gerald McGinley. Mainly, the client alleged that McGinley made misrepresentations and made unsuitable recommendations in an options overlay strategy. Because of this, the client allegedly sustained damages. As a result, on May 19, 2025, UBS settled this matter by paying the client $400,000 in damages.

Gerald McGinley Disclosed Misrepresentation Allegations By UBS Client

Particularly, a client of UBS disputed Gerald McGinley’s sales practices, according to a complaint dated July 9, 2020. Allegedly, McGinley made misrepresentations and gave unsuitable advice about an options overlay strategy. It appears that McGinley allegedly caused the client to sustain damages. Therefore, the client sought compensation from UBS or McGinley in the amount of $500,000 to $1,000,000 in this matter. However, the firm denied this complaint.

Did You Experience Losses With Gerry McGinley?

Do you need clarification on any investment losses relating to Gerald McGinley? Contact Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. McGinley and brokerage firms McGinley worked for deny allegations of sales practice violations.