Soreide Law Group is investigating possible investor claims against securities broker Gina Rea Kidd [CRD: 6658538, Bedford, Virginia]. Notably, FINRA sanctioned the securities broker, who worked for Allstate Financial Services LLC. Supposedly, Kidd failed to testify during an investigation into possible FINRA rule violations. Here is a brief summary of FINRA’s allegations against Kidd.
Evidently, on April 1, 2022, FINRA issued Case: 2019064729705, which contains sanctions against Gina Kidd for infractions. Specifically, Kidd was barred as a securities broker. Mainly, FINRA alleged that Kidd failed to testify during an investigation into possible FINRA rule violations.
According to the Order, FINRA began an investigation into allegations that Kidd involved an unregistered person in activities that required registration during the time that she was associated with Allstate Financial. In connection with the investigation, on September 15, 2021, FINRA sent Kidd a request to appear for testimony. However, Kidd never appeared for on-the-record testimony. As a result, Kidd violated FINRA Rules 2010 and 8210.
Particularly, on March 3, 2020, Allstate Financial Services LLC terminated the registration of Kidd. Allstate Financial Services LLC alleged that Kidd involved someone who lacked registration in activities that called for registration.
Kidd worked for Allstate Financial Services LLC in Bedford, VA, as a securities broker from February of 2017 to March of 2020.
Have you experienced damages by investing with Gina Kidd? If so, get in touch with Soreide Law Group at (888) 760-6552 and consult with a securities lawyer regarding a possible recovery of your investment losses or other damages. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Kidd and brokerage firms Kidd worked for deny accusations of sales practice violations.
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