Investors have reportedly disputed the sales practices of securities broker Glenn J. Romer [CRD: 4841915, Vero Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Romer worked for Center Street Securities Inc. from April 7, 2010, to November 14, 2023. Read on to find out more about Romer’s disclosures.
Particularly, on April 13, 2023, a Center Street Securities client filed FINRA Arbitration No. 23-00600 about Glenn Romer. Primarily, the client alleged that Romer made unsuitable recommendations. Because of this, the client allegedly experienced damages connected to corporate bonds. Therefore, the client requested $100,000 in compensation from Center Street Securities or Romer. It appears that this arbitration is pending a resolution.
Evidently, a client of Center Street Securities disputed Glenn Romer’s sales practices by filing FINRA Arbitration No. 22-01258. Allegedly, Romer made unsuitable recommendations. It appears that Romer allegedly caused the investor to sustain damages associated with alternative investments. As a result, Center Street Securities opted to settle the matter on September 30, 2023, by compensating the client in the amount of $89,375.
Notably, a Center Street Securities client filed FINRA Arbitration No. 22-01168 about Glenn Romer. Mainly, the client alleged that Romer made unsuitable recommendations. For this reason, the client allegedly incurred damages relating to alternative products. Consequently, on October 5, 2023, Center Street Securities settled this matter by paying the client $65,000 in damages.
Do you have concerns or questions regarding investments you made with Glenn Romer? You can get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Romer and brokerage firms Romer worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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