Investors have reportedly disputed the sales practices of securities broker Gregory Norman Grajek (also known as Greg Grajek) [CRD: 1220268, San Diego, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Grajek worked for UBS Financial Services Inc. from December 17, 2008, to December 31, 2024. Read below to discover more about Grajek’s disclosures.
Morgan Stanley Investor’s Conversion Allegations Against Greg Grajek
Evidently, on July 29, 2025, a Morgan Stanley Co. LLC client filed Civil Action No. 25CU039008C about Gregory Grajek. Mainly, the client alleged that Grajek converted accounts and misappropriated funds. For this reason, the client allegedly incurred damages linked to stocks. Consequently, the client requested compensation from Morgan Stanley Co. LLC or Grajek. It appears that this civil suit is awaiting a resolution.
Gregory Grajek Disclosed Breach Of Fiduciary Duty Allegations By UBS Client
Also, a client of UBS Financial Services Inc. disputed Gregory Grajek’s sales practices by filing FINRA Arbitration No. 17-00583. Allegedly, Grajek breached his fiduciary duty, made misrepresentations, and was negligent. It appears that Grajek allegedly caused the client to sustain damages on mutual funds and unit investment trusts. Therefore, UBS Financial Services Inc. opted to settle the matter on March 23, 2018, by compensating the client in the amount of $140,000.
UBS Financial Services Inc. Client Accused Greg Grajek Of Misrepresentation And Unsuitable Recommendations
Notably, on October 29, 2008, a Morgan Stanley Co. Incorporated client filed a complaint about Gregory Grajek. Primarily, the client alleged that Grajek made misrepresentations and made unsuitable recommendations in connection with closed-end funds. Because of this, the client allegedly sustained damages. As a result, the client requested $12,625 in compensation from Morgan Stanley Co. Incorporated or Grajek. However, the firm denied this complaint.
Gregory Grajek Disclosed Misappropriation And Breach Of Fiduciary Duty Allegations By Morgan Stanley Co. Incorporated Client
Particularly, a client of Morgan Stanley Co. Incorporated contested Gregory Grajek’s sales practices by filing Civil Action No. 37-2008-00051379-CU-FR-NC. Allegedly, Grajek misappropriated funds and breached a fiduciary duty. It appears that Grajek allegedly caused the investor to sustain damages. Consequently, Morgan Stanley Co. Incorporated opted to settle the matter on April 13, 2010, by compensating the client in the amount of $1,500,000.
Did You Invest With Financial Advisor / Securities Broker Greg Grajek?
Are you concerned regarding investments you made with Gregory Grajek? Contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Grajek and brokerage firms Grajek worked for deny accusations of sales practice violations.
