FINRA Sanctions Greg Hanshew

Soreide Law Group is investigating possible investor claims against securities broker Greg Hanshew (also known as Gregory Scott Hanshew) [CRD: 2624600, Littleton, CO]. Mainly, FINRA sanctioned the securities broker, who worked for Infinity Financial Services. Allegedly, Greg Hanshew failed to provide information and documents to FINRA when it investigated potential FINRA rule infractions. Here is a brief summary of FINRA’s allegations against Greg Hanshew.

FINRA Sanctions Hanshew For Failure To Provide Information

Evidently, on August 22, 2022, FINRA issued Case: 2021071060902 sanctioning Greg Hanshew for infractions. Specifically, Greg Hanshew is now barred, so he cannot work as a broker and in other capacities for FINRA-member firms. Notably, FINRA alleged that Greg Hanshew failed to provide information and documents to FINRA when it looked into potential FINRA rule infractions. Supposedly, the investigation centered on Hanshew’s potential sales practice violations affecting senior investors and his outside business activities. Mainly, FINRA rules mandate that brokers cooperate in investigations or else face sanctions including the broker’s expulsion from the securities industry.

FINRA Sanctions Greg Hanshew For Failure To Respond To FINRA

Also, on October 8, 2021, FINRA issued Case: 2021071060901 sanctioning Greg Hanshew for infractions. Specifically, Hanshew was issued a suspension because Hanshew failed to respond to FINRA’s request for information.

Hanshew Terminated

Additionally, Infinity Financial Services disaffiliated with Hanshew on May 3, 2016. Allegedly, Hanshew kept photocopies of the records of clients rather than originals.

Infinity Financial Services Investor Accused Greg Hanshew Of Unauthorized Activity

Also, on February 25, 2016, an Infinity Financial Services client filed a complaint about Hanshew. Namely, the client allegedly told Hanshew that they did not want their money to be invested in a Jackson National annuity. Because of this, the client allegedly sustained damages on variable annuities. Therefore, the client requested $5,300 in compensation from Infinity Financial Services or Hanshew. However, the broker denied this complaint.

Hanshew Employment Information

Hanshew worked for Infinity Financial Services in Littleton, CO, as a securities broker from January of 2017 to June of 2020.

Damages Resulting From Infinity Financial Services Securities Broker Greg Hanshew?

Did you incur damages through investing with Hanshew? Get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. The firm will take the time to fully understand your situation and will carefully explain your legal options. Hanshew and brokerage firms Hanshew worked for deny any and all allegations of sales practice violations.