Soreide Law Group is investigating possible losses incurred by current and past clients of GREGORY GASTON GIBSON (Greg Gibson). Gibson is currently registered with, DEMPSEY LORD SMITH, LLC, 439 CONGAREE ROAD, GREENVILLE, SOUTH CAROLINA, and has been with this firm, registered both as a broker and financial advisor since 2012.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, GREGORY GASTON GIBSON, has been in the securities industry for 36 years and has been registered with 5 firms. Gibson has 4 disclosures on his FINRA CRD report. Two of the disclosures are “Regulatory” from 1988 and 1993, and the other two disclosures are “Customer Disputes.”
The significance of Gibson’s FINRA Customer Complaints is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. In other words GREGORY GASTON GIBSON’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints.
In September of 2022, a “Customer Dispute” brought against Gibson settled for $102,663.00. The allegations in this dispute were, “Unsuitable investment recommendations and misrepresenting investments.” The broker comment is as follows, “Dempsey Lord Smith, LLC settled the dispute by repurchasing the securities for $102,663.00.”
In April of 2023, there was another settled “Customer Dispute” against Gibson for the amount of $250,000.00. The allegations in this case against GREGORY GASTON GIBSON were, ”Unsuitable recommendations, negligence, misrepresentation and omissions of material facts, and breach of fiduciary duty.” The broker added the following comment, “Dempsey Lord Smith, LLC settled the matter by repurchasing five (5) securities for $250,000.00.”
If you’ve experienced financial losses due to the actions or recommendations of broker/financial advisor, GREGORY GASTON GIBSON currently with DEMPSEY LORD SMITH, LLC of Greenville, SC, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA on a contingency fee basis, no fee to you if no recovery.
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