GREGORY L WILSON (GREG WILSON) has been registered with GL TRUST, INC of Whittier, California, as an investment advisor since 1/29/2021. GL TRUST was formerly known as ORTIZ WORLD WEALTH. According to the SEC's website, Greg Wilson was previously registered as an investment advisor with DAVID ORTIZ ADVISORS INC of Whittier, California from 01/15/2019 - 09/27/2021.
According to the SEC’s website, GREGORY L WILSON has 6 years of experience in the securities industry and has been listed with 2 firms.
GREGORY L WILSON has one disclosure, a “Customer Dispute” listed on his CRD report with the SEC dated 5/9/2024. The allegations against GREGORY L WILSON are as follows, “Failure to perform adequate due diligence, and unsuitable recommendations.” The damage amount requested is $1,185,000.00. There is a Broker Comment listed on Greg Wilson’s report stating, “This activity occurred when respondent worked at a prior firm and was not the primary adviser.”
According to FINRA, Rule 2111 requires that a firm or associated person have a reasonable basis to believe a recommended transaction or investment strategy involving a security or securities is suitable for the client. This is based on the information obtained through reasonable diligence of the firm or associated person (broker/financial advisor) to ascertain the client’s investment profile.
FINRA’s Rule 2111 states that the client’s investment profile “includes, but is not limited to, the customer’s age, other investments, financial situation and needs, tax status, investment objectives, investment experience, investment time horizon, liquidity needs [and] risk tolerance,” among other information.
If you or a loved one have experienced financial losses due to the actions or recommendations of GREGORY L WILSON and/or GL TRUST, INC of Whittier, California, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA on a contingency fee basis, no fee to you if no recovery.
FRANCISCO M GOMEZ (FRANCISCO MANUEL GOMEZ, FRANK GOMEZ) has been suspended by FINRA from acting as a broker with a start date of 4/6/2026. The “Regulatory” disclosure was dated 3/13/2026. The allegations against Gomez were, “Respondent Gomez failed to respond to FINRA requests for information.” The duration of the suspension was listed as, “Continues until […]
Investors apparently complained about securities broker Gianpaolo Bicego (also known as Paolo Bicego) [CRD: 5211610, Beverly Hills, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gianpaolo Bicego worked for J.P. Morgan Securities LLC from February 17, 2010, through October 25, 2023, and has been registered with Wells Fargo Clearing […]
Investors may have suffered financial harm by securities broker Daniel Malcolm Makin [CRD: 4367894, Westerly, Rhode Island], given the disclosures on FINRA BrokerCheck. Makin worked for Raymond James Financial Services Inc. from March 21, 2001, to September 30, 2025. Investors should read below to review the disclosures reported on his record. Raymond James Investor Accused […]
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