GREGORY L WILSON (GREG WILSON) has been registered with GL TRUST, INC of Whittier, California, as an investment advisor since 1/29/2021. GL TRUST was formerly known as ORTIZ WORLD WEALTH. According to the SEC's website, Greg Wilson was previously registered as an investment advisor with DAVID ORTIZ ADVISORS INC of Whittier, California from 01/15/2019 - 09/27/2021.
According to the SEC’s website, GREGORY L WILSON has 6 years of experience in the securities industry and has been listed with 2 firms.
GREGORY L WILSON has one disclosure, a “Customer Dispute” listed on his CRD report with the SEC dated 5/9/2024. The allegations against GREGORY L WILSON are as follows, “Failure to perform adequate due diligence, and unsuitable recommendations.” The damage amount requested is $1,185,000.00. There is a Broker Comment listed on Greg Wilson’s report stating, “This activity occurred when respondent worked at a prior firm and was not the primary adviser.”
According to FINRA, Rule 2111 requires that a firm or associated person have a reasonable basis to believe a recommended transaction or investment strategy involving a security or securities is suitable for the client. This is based on the information obtained through reasonable diligence of the firm or associated person (broker/financial advisor) to ascertain the client’s investment profile.
FINRA’s Rule 2111 states that the client’s investment profile “includes, but is not limited to, the customer’s age, other investments, financial situation and needs, tax status, investment objectives, investment experience, investment time horizon, liquidity needs [and] risk tolerance,” among other information.
If you or a loved one have experienced financial losses due to the actions or recommendations of GREGORY L WILSON and/or GL TRUST, INC of Whittier, California, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA on a contingency fee basis, no fee to you if no recovery.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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