Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have suffered losses due to the actions of securities broker and financial advisor, Gregory Miller (also known as Greg Miller) [CRD#: 5390510, Murray, Utah]. Notably, Gregory Miller faced investor suitability and unauthorized trading complaints concerning his activities at JP Morgan Securities LLC and Chase Investment Services Corp.
Specifically, on November 4, 2022, a JP Morgan Securities LLC client filed a complaint about Gregory Miller. Evidently, the client alleged that Miller made an unsuitable investment recommendation. Because of this, the client allegedly sustained damages. Therefore, the client requested $153,265 in compensation from JP Morgan Securities LLC or Miller.
Also, a client of Chase Investment Services Corp. contested Gregory Miller’s sales practices, according to a complaint dated May 18, 2012. Supposedly, Miller engaged in unauthorized trading and made unsuitable recommendations regarding managed account investments. Therefore, the client sought compensatory relief from Chase Investment Services Corp. or Miller in the amount of $11,576.82 in this matter.
Did you experience losses because of Gregory Miller? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Miller and the brokerage firms he worked for deny accusations of sales practice violations.
Robert Averwater (CRD 5614514) is a Memphis, Tennessee broker. FINRA fined him $10,000, suspended him from association with any member firm in all capacities for four months, and required him to complete 10 hours of continuing education, according to an AWC issued August 18, 2026.
Qi Yang (CRD 7439718) is a San Francisco, California broker. FINRA suspended him from association with any member firm in all capacities for six months and assessed a deferred fine of $5,000, according to an AWC issued August 10, 2026.
Thomas Jacobs (CRD 4139430) is a Bay City, Michigan broker. FINRA suspended him from association with any member firm in all capacities for two months and assessed a deferred fine of $2,500, according to an AWC issued August 3, 2026.
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