A Wells Fargo Advisors customer dispute filed June 8, 2026 names Cameron Edmiston (CRD 6388552) in a pending FINRA arbitration. The claimant seeks more than $10,000,000. The allegations remain unproven, and Edmiston disputes them.
Stock accounts at RBC Capital Markets sit behind the customer disputes on the BrokerCheck report of Gregory Ricker (CRD 2545035). Each one settled, the most recent in December 2012.
A settlement ends a customer dispute without a ruling. It is not a finding, and it is not an admission of wrongdoing by the broker or the firm. Amounts paid can reflect the cost of a defense as much as anything else.
Firms still have to report many complaints and settlements, so they stay visible on BrokerCheck for years. Older settlements like the ones naming Gregory Ricker remain on the report for anyone who searches. Investors can read each disclosure, its dates and the amount paid.
A trade confirmation follows every purchase or sale. It lists the security, the price and the date, and it often notes whether the broker solicited the trade. Monthly statements then show the account's holdings and activity.
When we review a claim like this, we match each confirmation to a date the customer remembers speaking with the broker. Customers who see a trade they never approved should tell the firm in writing right away. The 2008 complaint naming Gregory Ricker raised this kind of issue.
BrokerCheck shows that customers raised a concern about their account in a complaint received May 11, 2012. The disclosure lists equity and stock as the product.
The dispute settled on December 4, 2012 for $20,000.
The earlier dispute dates to December 1, 2008. According to the disclosure, the customers claimed their former broker executed a number of transactions in their account "without their knowledge."
That dispute also involved stock. It settled on April 28, 2009 for $4,663.
BrokerCheck is FINRA's free public database of brokers and brokerage firms. A broker's report covers past firms, current registrations and exams passed, and any disclosures on record. The disclosure section can include customer disputes, regulatory actions, employment terminations and certain financial matters. For a customer dispute, the report shows the filing date, the product, the amount claimed, and how the matter ended. A broker can also attach a statement explaining their position. We read the report first in every case, and then we compare it with the client's own account statements.
Brokerage firms have a duty to supervise the brokers who work for them. If Gregory Ricker handled your account and you have questions, Soreide Law Group can go over it with you. Call (888) 760-6552 or contact us online. Because these claims go to FINRA arbitration rather than a local court, we handle them for investors nationwide. We work on a contingency fee basis. Here is how FINRA arbitration works.
This post summarizes public FINRA records, including BrokerCheck, as of November 7, 2026. Allegations in customer complaints and arbitrations are claims, not findings. A settlement is also not an admission of wrongdoing. FINRA may also update or correct these records after that date.
A Wells Fargo Advisors customer dispute filed June 8, 2026 names Cameron Edmiston (CRD 6388552) in a pending FINRA arbitration. The claimant seeks more than $10,000,000. The allegations remain unproven, and Edmiston disputes them.
A pending FINRA claim filed March 19, 2026 names Julienne Riddell (CRD 5682274) over a Delaware Statutory Trust purchase. BrokerCheck lists McDermott Investment Services as the firm. The allegations remain unproven, and no arbitrator has ruled.
Stock accounts at RBC Capital Markets sit behind the customer disputes on the BrokerCheck report of Gregory Ricker (CRD 2545035). Each one settled, the most recent in December 2012.
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