Investors have reportedly disputed the sales practices of securities broker Gregory Mark Switzer [CRD: 2968795, Charlottesville, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Switzer worked for TIAA-CREF Individual Institutional Services LLC since November 24, 1997, and Advice and Planning Services since July 28, 2005. See the following information to discover more about disclosures involving this securities broker.
Specifically, on August 11, 2025, a TIAA-CREF Individual Institutional Services LLC client filed a complaint about Gregory Switzer. Primarily, the client alleged that Switzer provided inaccurate information regarding the tax consequences tied to withdrawals from variable annuities. For this reason, the client allegedly suffered damages on variable annuities. Therefore, the client requested compensation from TIAA-CREF Individual Institutional Services LLC or Switzer. The dispute was settled for $82,885.34. Switzer did not contribute personally to the settlement.
Misrepresentation of tax information on annuities generally involves a securities broker or financial advisor allegedly providing inaccurate or incomplete information about how annuity withdrawals, earnings, or surrender charges may be taxed. Clients may claim they made investment or withdrawal decisions without fully understanding possible tax liabilities, penalties, or other financial consequences connected to variable annuities.
Do you have questions or concerns regarding investments you made with Gregory Switzer? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Switzer and brokerage firms Switzer worked for deny accusations of sales practice violations.
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
Investors potentially incurred losses because of securities broker Raymond Trey Brown [CRD: 6170291, Frisco, Texas], and FINRA sanctioned him, according to disclosures on FINRA BrokerCheck. Brown worked for Northwestern Mutual Investment Services LLC, from March 17, 2014, to December 13, 2024. See below to learn more about Brown’s disclosures. FINRA Sanctioned Raymond Brown For Failure […]
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