Investors have reportedly disputed the sales practices of securities broker Gregory Mark Switzer [CRD: 2968795, Charlottesville, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Switzer worked for TIAA-CREF Individual Institutional Services LLC since November 24, 1997, and Advice and Planning Services since July 28, 2005. See the following information to discover more about disclosures involving this securities broker.
Specifically, on August 11, 2025, a TIAA-CREF Individual Institutional Services LLC client filed a complaint about Gregory Switzer. Primarily, the client alleged that Switzer provided inaccurate information regarding the tax consequences tied to withdrawals from variable annuities. For this reason, the client allegedly suffered damages on variable annuities. Therefore, the client requested compensation from TIAA-CREF Individual Institutional Services LLC or Switzer. The dispute was settled for $82,885.34. Switzer did not contribute personally to the settlement.
Misrepresentation of tax information on annuities generally involves a securities broker or financial advisor allegedly providing inaccurate or incomplete information about how annuity withdrawals, earnings, or surrender charges may be taxed. Clients may claim they made investment or withdrawal decisions without fully understanding possible tax liabilities, penalties, or other financial consequences connected to variable annuities.
Do you have questions or concerns regarding investments you made with Gregory Switzer? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Switzer and brokerage firms Switzer worked for deny accusations of sales practice violations.
Financial Industry Regulatory Authority sanctioned securities broker Arthur Craigg McRae [CRD: 4697209, Williamsville, New York], given the public information found on BrokerCheck. McRae worked for Wells Fargo Advisors Financial Network LLC from August 1, 2014, to October 3, 2024. Investors are encouraged to continue reading to discover more about McRae’s disclosures. FINRA Suspended And Fined […]
Financial Industry Regulatory Authority (FINRA) sanctioned securities broker Michael Stephen Schoolcraft [CRD: 6375300, Lisle, Illinois], based on public information on BrokerCheck. Schoolcraft worked for MML Investors Services LLC from May 17, 2016, to May 1, 2026. Read on to find out more about Schoolcraft’s disclosures. MML Terminated Michael Schoolcraft Over Personal Loans MML Investors Services […]
Securities broker Patrick Michael Carroll [CRD: 2676119, Cadillac, Michigan] has disclosures including a regulatory action and investor complaint, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck records. Carroll joined Centaurus Financial Inc. as a securities broker on September 20, 2006, and as a financial advisor representative on June 24, 2010. The disclosures described below include […]
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