Investors might have sustained losses due to securities broker Guillermo Agustin Eiben [CRD: 5697705, New York, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Guillermo Eiben worked for Morgan Stanley from September 17, 2009, to January 26, 2023, and has worked for UBS Financial Services Inc. since January 3, 2023. Keep reading to discover more about Guillermo Eiben’s disclosures.
Notably, a client filed a complaint about Guillermo Eiben. Primarily, the client alleged that Eiben executed an investment strategy that was not in the client’s best interest between 2014 and 2023. For this reason, the client allegedly incurred damages related to mutual funds and stocks. Therefore, on October 1, 2024, Morgan Stanley settled this matter by paying the client $400,000 in damages.
Additionally, a client of Morgan Stanley contested Guillermo Eiben’s sales practices, according to a complaint dated March 8, 2022. Allegedly, Eiben engaged in unsuitable trading. It appears that Eiben allegedly caused the client to sustain damages linked to options and structured products. Consequently, the client sought compensation from Morgan Stanley or Eiben in this matter. However, the firm denied this complaint.
Are you concerned about investments you made through Guillermo Eiben? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys work on a contingency fee basis and advance all costs. Eiben and brokerage firms Eiben worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com