One or more investors potentially experienced sales practice violations due to securities broker Harrison Chi Chang [CRD: 4183646, Pasadena, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Harrison Chang worked for Western International Securities Inc. from December 2, 2017, to July 3, 2024. Investors should continue reading to find out more the client dispute disclosures against this broker.
Western International Client Accused Chang Of Unsuitable Recommendations
Notably, on April 14, 2025, a Western International Securities Inc. client filed FINRA Arbitration No. 25-00746 about Harrison Chang. Mainly, the client alleged that Chang made unsuitable recommendations and misleading statements. For this reason, the client allegedly sustained damages on corporate bonds. As a result, the client requested $388,000.00 in compensation from Western International Securities Inc. or Chang. It appears that this arbitration is ongoing.
Harrison Chang Accused Of Unsuitable Advice
Specifically, a Western International Securities Inc. client filed FINRA Arbitration No. 24-00864 about Harrison Chang. Evidently, the client alleged unsuitable recommendations and misleading statements relating to corporate bonds. Therefore, on March 6, 2025, Western International Securities Inc. settled this matter by paying the client $300,000.00 in damages.
Do you need clarification on any investment losses relating to Harrison Chang? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has helped to recoup losses for clients throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Chang and brokerage firms Chang worked for deny accusations of sales practice violations.