Investors might have sustained losses due to securities broker Henry Paul Jakobsze [CRD: 2792685, Oakbrook Terrace, Illinois], according to publicly available information reported on FINRA BrokerCheck. Henry Jakobsze has worked for UBS Financial Services Inc. since October 4, 1996, as a broker and since November 6, 1997, as an investment adviser. See the following information to learn more about the disclosures concerning Henry Jakobsze’s conduct and the investor complaints.
Evidently, a UBS Financial Services Inc. client filed FINRA Arbitration: FINRA Arbitration No. 24-01588 about Henry Jakobsze. Mainly, the client alleged that Jakobsze made unsuitable recommendations and made misrepresentations. For this reason, the investor supposedly sustained damages. Consequently, on May 6, 2025, UBS Financial Services Inc. settled this matter by paying the client $332,000.00 in damages.
Also, a client of UBS Financial Services Inc. contested Henry Jakobsze’s sales practices by filing FINRA Arbitration: FINRA Arbitration No. 20-01201. Allegedly, Jakobsze breached a contract, was negligent, breached his fiduciary duty, recommended unsuitable products, made unsuitable recommendations, and made misrepresentations. Supposedly, Jakobsze caused the client to sustain damages on options. Therefore, FINRA Arbitrators issued an Award dated September 1, 2022, compelling UBS Financial Services Inc. to compensate the client in the amount of $343,389.00 in compensatory damages.
Did you experience losses because of Henry Jakobsze? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a possible recovery recovery. Soreide Law Group has helped to recoup losses for clients throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Jakobsze and brokerage firms Jakobsze worked for deny accusations of sales practice violations.
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