Investors might have sustained losses due to securities broker Henry Paul Jakobsze [CRD: 2792685, Oakbrook Terrace, Illinois], according to publicly available information reported on FINRA BrokerCheck. Henry Jakobsze has worked for UBS Financial Services Inc. since October 4, 1996, as a broker and since November 6, 1997, as an investment adviser. See the following information to learn more about the disclosures concerning Henry Jakobsze’s conduct and the investor complaints.
Evidently, a UBS Financial Services Inc. client filed FINRA Arbitration: FINRA Arbitration No. 24-01588 about Henry Jakobsze. Mainly, the client alleged that Jakobsze made unsuitable recommendations and made misrepresentations. For this reason, the investor supposedly sustained damages. Consequently, on May 6, 2025, UBS Financial Services Inc. settled this matter by paying the client $332,000.00 in damages.
Also, a client of UBS Financial Services Inc. contested Henry Jakobsze’s sales practices by filing FINRA Arbitration: FINRA Arbitration No. 20-01201. Allegedly, Jakobsze breached a contract, was negligent, breached his fiduciary duty, recommended unsuitable products, made unsuitable recommendations, and made misrepresentations. Supposedly, Jakobsze caused the client to sustain damages on options. Therefore, FINRA Arbitrators issued an Award dated September 1, 2022, compelling UBS Financial Services Inc. to compensate the client in the amount of $343,389.00 in compensatory damages.
Did you experience losses because of Henry Jakobsze? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a possible recovery recovery. Soreide Law Group has helped to recoup losses for clients throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Jakobsze and brokerage firms Jakobsze worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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