FINRA Sanctions Ian Lowrey

Soreide Law Group is investigating possible investor claims against securities broker Ian Lowrey (also known as Ian Phillip Lowrey) [CRD: 6367392, New York, NY]. Notably, FINRA punished the securities broker, who worked for Spartan Capital Securities LLC. Supposedly, Lowrey engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Lowrey.

Ian Lowrey Sanctioned By FINRA For Excessive Trading

Evidently, FINRA issued Case: 2018056490302 on May 10, 2022 punishing Ian Lowrey. Allegedly, Lowrey engaged in excessive trading, resulting in losses for clients. Namely, FINRA says that the clients experienced more than $100,000 in losses on transactions that were excessive and unsuitable. Therefore, the regulator issued Lowrey a 3-month suspension and a fine of $5,000.

Lowrey Employment Information

• Lowrey worked for Spartan Capital Securities LLC in New York, NY, as a securities broker from November of 2016 to January of 2020.
• Lowrey worked for Wynston Hill Capital LLC in Brandon, SD, as a securities broker from May of 2020 to June of 2020.
• Lowrey worked at Joseph Gunnar Co. LLC (2016), Garden State Securities Inc. (2016), and Woodstock Financial Group Inc. (2015).

Did Spartan Capital Securities LLC Securities Broker Ian Lowrey Cause You To Experience Damages?

Did you suffer damages because of securities broker Lowrey? If so, contact Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Chiefly, the firm will take the time to fully understand your situation and will carefully explain your legal options. Lowrey and brokerage firms Lowrey worked for deny any and all allegations of sales practice violations.