Investors apparently complained about securities broker Ignacio Carlos Tejera [CRD: 4422696, Coral Gables, Florida], according to public information on FINRA BrokerCheck. Evidently, Tejera has worked for Truist Investment Services Inc. since September 24, 2002, and for Truist Advisory Services Inc. since October 27, 2016. Read below to learn more about Tejera’s disclosures and investor complaints.
Particularly, on September 9, 2024, a Truist Investment Services Inc. client filed FINRA Arbitration No. 24-01931 about Ignacio Tejera. Mainly, the client alleged that Tejera made unsuitable recommendations of high-risk Northstar investments. For this reason, the investor allegedly sustained damages connected to variable annuities and guaranteed investment contracts (GICs). As a result, the client requested $500,000 in compensation from Truist Investment Services Inc. or Tejera. It appears that this arbitration is pending a resolution.
Evidently, a client of SunTrust Investment Services Inc. disputed Ignacio Tejera’s sales practices by filing FINRA Arbitration No. 20-03648. Allegedly, Tejera made unsuitable recommendations. It appears that Tejera caused the client to sustain damages linked to guaranteed investment contracts (GICs). Consequently, SunTrust Investment Services Inc. opted to settle the matter on January 4, 2022, by compensating the client in the amount of $300,000.
Notably, on July 30, 2013, a SunTrust Investment Services Inc. client filed a complaint about Ignacio Tejera. Primarily, the client alleged that Tejera recommended a managed account that performed poorly compared to market indices. Because of this, the client allegedly incurred damages. Therefore, the client requested $13,054 in compensation from SunTrust Investment Services Inc. or Tejera. However, the firm denied this complaint.
Do you need clarification on any investment losses relating to Ignacio Tejera? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Tejera and brokerage firms Tejera worked for deny accusations of sales practice violations.
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