Igor Harlap Tied To UBS Financial Services Inc. Investor’s Unsuitable Advice Dispute

Investors potentially experienced sales practice violations by securities broker Igor Harlap (also known as Gary Harlap) [CRD: 3125590, Huntingdon Valley, Pennsylvania], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Harlap has been registered with UBS Financial Services Inc. since November 18, 1998, and he has also been registered as a financial advisor with UBS Financial Services Inc. since August 30, 2012. Investors should review the information below to discover more about Harlap’s disclosures.

UBS Investor Accused Gary Harlap Of Overconcentration

Specifically, on December 30, 2025, a UBS Financial Services Inc. client filed FINRA Arbitration No. 25-02826 about Igor Harlap. Primarily, the client alleged that Harlap overconcentrated accounts. For this reason, the client allegedly incurred damages connected to alternative investments and structured notes. Therefore, the client requested between $100,000 and $500,000 in compensation from UBS Financial Services Inc. or Harlap. BrokerCheck shows that this arbitration is ongoing.

Igor Harlap Disclosed Unsuitable Recommendations, Omissions Allegations By UBS Client

Additionally, a client of UBS Financial Services Inc. disputed Igor Harlap’s sales practices, according to a complaint. Allegedly, Harlap made unsuitable recommendations, and the client claimed they were not informed of the risks and potential illiquidity associated with the investment. It appears that Harlap allegedly caused the client to sustain damages linked to auction rate securities. Consequently, UBS Financial Services Inc. agreed to settle the matter on December 23, 2008, by compensating the client in the amount of $1,750,000.

Did You Invest With Financial Advisor / Securities Broker Gary Harlap?

Do you need clarification on any investment losses relating to Igor Harlap? Contact Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities attorneys work on a contingency fee basis and advance all costs. Harlap and brokerage firms Harlap worked for deny accusations of sales practice violations.