The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Igor Kislitsa AKA Igor Peter Kislitsa [CRD#: 6324794, Citrus Heights, CA]. Evidently, investors disputed the sales practices of the securities broker, who worked for PFS Investments. Additionally, the securities broker discloses a regulatory enforcement action. Notably, these disclosures allege Kislitsa engaged in sales practice violations. Read on to learn more about the allegations against Kislitsa.
Evidently, on January 30, 2020, a PFS Investments client filed a complaint about Igor Kislitsa. Notably, the client alleged that Kislitsa made unsuitable recommendations. Because of this, the client sustained damages on mutual funds. Therefore, the client requested compensation from PFS Investments or Kislitsa. However, this matter has closed without any further action.
Supposedly, on June 22, 2020, PFS Investments Inc. filed a Uniform Termination Notice for Securities Industry Registration (Form U5) with FINRA indicating that the firm had discharged Kislitsa due to him admitting that he completed two securities applications without the clients being present. FINRA began an investigation into Kislitsa as a result of PFS’s Form U5 filing. On August 19, 2020, FINRA sent Kislitsa a request for documents and information in connection with its investigation into Kislitsa. Kislitsa did not respond to the requests until December 28, 2021, more than a full year after the requests were made, even though he had received them. As a result, Kislitsa violated FINRA Rules 2010 and 8210.
Have you sustained damages by investing with Igor Kislitsa? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about potentially recovering your investment losses. Soreide Law Group, who has successfully recovered money for investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Kislitsa and brokerage firms Kislitsa was employed by deny any and all allegations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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