FINRA sanctioned securities broker Kittiany Davis Barrios (also known as Kittiany Davis-Barrios) [CRD: 6941840, Cranbury, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Davis Barrios worked for PFS Investments Inc. from March 15, 2019, to February 22, 2024. Read on to learn more about the disclosures concerning Davis Barrios. FINRA Sanctioned […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals important details about securities broker Ronnie Rindon Dumag (also known as Ronnie R. Dumag) [CRD: 4783585, Sacramento, California]. Dumag worked for PFS Investments Inc. from August 16, 2004, to May 22, 2024. Recently, Dumag faced allegations involving harm to an elderly client. Evidently, FINRA barred him from the […]

Investors might have sustained losses due to Michael Archimede [CRD: 5701306, Waukesha, Wisconsin], according to disclosures of regulatory sanctions and an investment dispute on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Archimede worked for PFS Investments Inc. in Waukesha, Wisconsin, from 2010 to 2023. Continue reading to learn more about the specific allegations made against Archimede. […]

Soreide Law Group is investigating possible investor claims against Phil Donahue (also known as Joseph Philip Donahue) (CRD: 1206346, Panama City Beach, Florida). Evidently, Florida State Insurance Commission sanctioned the securities broker, who worked for PFS Investments Inc. Here is a brief summary of Florida State Insurance Commission’s and FINRA’s allegations against Donahue. Florida State […]

Soreide Law Group is investigating possible investor claims against securities broker Larry Eugene Norton (also known as Larry Norton) (CRD: 1765551, Fresno, Texas). Evidently, FINRA sanctioned the securities broker, who worked for PFS Investments Inc. Allegedly, Norton engaged in private securities transactions. Here is a brief summary of FINRA’s allegations against Norton. FINRA Suspends Larry […]

Soreide Law Group is looking into possible investor claims against securities broker Desiderio Eloy Torrez (CRD: 4759218, San Diego, California). Particularly, FINRA sanctioned the securities broker, who worked for PFS Investments Inc. Allegedly, Torrez failed to cooperate with FINRA during its investigation into possible violations of FINRA rules. Here is a brief summary of FINRA’s […]

Soreide Law Group is looking into possible investor claims against securities broker Jake Louis Fruge (CRD: 6187396, Houston, Texas). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for PFS Investments Inc. Evidently, investors allege sales practice violations in these disputes, including that Fruge […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Igor Kislitsa AKA Igor Peter Kislitsa [CRD#: 6324794, Citrus Heights, CA]. Evidently, investors disputed the sales practices of the securities broker, who worked for PFS Investments. Additionally, the securities broker discloses a regulatory enforcement action. Notably, these disclosures allege Kislitsa engaged in sales […]

Investor Alert! Complaints Against Joshua Johner, Stephen Hendy, Scott Nordblom PFS Investments Inc. (CRD#: 10111, Duluth, Georgia) is both an investment adviser firm regulated by the Securities and Exchange Commission (“SEC”) and brokerage firm regulated by the Financial Industry Regulatory Authority (“FINRA”). Currently, on FINRA BrokerCheck, the firm discloses seventeen regulatory events and two arbitrations. […]