The following summation of information is from FINRA's website under "Disciplinary and Other Actions, May, 2014."
Robert Christian Acri (CRD #1429736, Winnetka, Illinois)
was barred by FINRA for his alleged involvement in the sale of alternative investments. These alternative investments included promissory notes which had defaulted.
According to FINRA, they had requested information and documents from Robert Acri. Acri had provided only partial but incomplete responses. Acrid's partial responses did not comply with the request. The information and documents he failed to provide were important to FINRA’s investigation.
(FINRA Case #2013038624802)
Robert C Acri was previously registered with the following FINRA firm(s):
WORLD EQUITY GROUP, INC. (CRD# 29087) - ARLINGTON HEIGHTS, IL
06/2012 - 06/2013
SPYGLASS SECURITIES, LLC (CRD# 149881) - KENILWORTH, IL
06/2010 - 06/2011
CHICAGO INVESTMENT GROUP, LLC (CRD# 11853) - CHICAGO, IL
FINRA expelled the firm in 09/2010 12/2007 - 04/2009
ADVANCED EQUITIES, INC. (CRD# 35545) - CHICAGO, IL
03/2007 - 05/2007
OAKBROOK FINANCIAL GROUP, LLC (CRD# 44225) - KENILWORTH, IL
08/2000 - 06/2006
OAK BROOK SECURITIES CORP. (CRD# 16886) - OAKBROOK TERRACE, IL
06/1998 - 08/1999
This ends the summation of FINRA information available on their website.
If you have investment losses due to your stock broker/financial advisor’s recommendations regarding alternative and complex products, call for your free consultation on how to potentially recover those losses. To speak with an attorney call Soreide Law Group: 888-760-6552.
Investors potentially experienced sales practice violations by securities broker Rajesh Markan [CRD: 4553309, Dallas, Texas], and United States Securities and Exchange Commission barred him, based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Markan worked for Merrill Lynch from May 8, 2009, through November 4, 2022, and Hilltop Securities Inc. from October 5, […]
Investors potentially incurred losses because of securities broker Tory Duggins [CRD: 4556340, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Duggins worked for Spartan Capital Securities LLC from February 29, 2016, to January 31, 2024. See below to find out more about Duggins’s disclosures. FINRA Sanctioned Duggins […]
Financial Industry Regulatory Authority (FINRA) barred securities broker Brian James Pavelko [CRD: 6347352, Milpitas, California], according to information disclosed through BrokerCheck. Pavelko worked for SW Financial from September 20, 2018, to March 3, 2022, and NI Advisors from March 13, 2022, to December 23, 2025. Investors are encouraged to continue reading to learn more about […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com