Investors might have sustained losses due to securities broker Jack Matthew Cayce (also known as J.M. Cayce and Matt Cayce) [CRD: 4189311, Atlanta, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jack Cayce worked for Purshe Kaplan Sterling Investments since January 23, 2023, and Apollon Wealth Management LLC since May 12, 2023, both located in Atlanta, Georgia. Below, investors can find a summary about Jack Cayce's disclosures and how they might have impacted investors.
Particularly, a Kalos Capital Inc. client filed FINRA Arbitration No. 20-01269 about Jack Cayce. Mainly, the client alleged unsuitable recommendations. Because of this, the investor supposedly sustained damages on direct investments, including GBP products. Therefore, on January 18, 2021, Kalos Capital Inc. settled this matter by paying the client $20,000 in damages.
Also, a client of Citigroup GMI contested Jack Cayce’s sales practices, according to a complaint dated March 22, 2006. Notably, the investor alleged mismanagement. Allegedly, Cayce allegedly caused the client to sustain damages on stocks. As a result, they sought damages from Citigroup GMI in this matter. However, the firm denied the complaint.
Experience losses because of Jack Cayce? If so, touch base with Soreide Law Group online or at (888) 760-6552 and speak to a securities lawyer about a potential recovery of your investment losses. Soreide Law Group investment loss recovery lawyers help individuals throughout the United States, work on a contingency fee basis, and advance all costs. Cayce and brokerage firms Cayce worked for deny accusations of sales practice violations.
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