Qi Yang (CRD 7439718) is a San Francisco, California broker. FINRA suspended him from association with any member firm in all capacities for six months and assessed a deferred fine of $5,000, according to an AWC issued August 10, 2026.
Soreide Law Group is investigating possible investor claims against securities broker Jack Jones Jr. (also known as J.J. Jones Jr.) [CRD: 2539111, Houston, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Triad Advisors LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of the disclosures about Jones.
Particularly, on November 19, 2021, a Triad Advisors LLC client filed FINRA Arbitration: 21-02885 about Jack Jones Jr. Namely, the client alleged that Jones made unsuitable recommendations and failed to perform due diligence. Because of this, the client allegedly sustained damages on DPPs or LPs. Therefore, the client requested $100,000 in compensation from Triad Advisors LLC or Jones. Evidently, this arbitration is pending a resolution.
Evidently, a client of Triad Advisors LLC contested Jack Jones Jr.’s sales practices by filing FINRA Arbitration: 19-01815. Allegedly, Jones provided unsuitable advice. It appears that the direct investment (DPPs and LPs) transactions resulted in damages. Therefore, Triad Advisors LLC opted to settle the matter on December 21, 2020, by compensating the client in the amount of $132,500.
Also, a Triad Advisors LLC client filed FINRA Arbitration: 20-00723 about Jack Jones Jr. Namely, the client alleged that Jones made unsuitable recommendations. Because of this, the client allegedly sustained damages on direct investments and real estate securities. Therefore, on May 18, 2021, Triad Advisors LLC settled this matter by paying the client $175,000 in damages.
Specifically, on November 7, 2016, SEC issued Case: 3-16047, which contains sanctions against Jack Jones Jr. for infractions. Jones was fined $50,000 and ordered to cease and desist from violating federal securities laws. Notably, SEC alleged that Jones made omissions of material fact regarding compensation agreements with a broker-dealer.
Have you experienced damages because of Jack Jones Jr.? If so, contact Soreide Law Group at (888) 760-6552 and consult with a securities attorney regarding the potential recovery of your investment losses or other damages. Soreide Law Group, who has effectively recovered money for many investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Jones and brokerage firms Jones worked for deny all allegations of sales practice violations.
Qi Yang (CRD 7439718) is a San Francisco, California broker. FINRA suspended him from association with any member firm in all capacities for six months and assessed a deferred fine of $5,000, according to an AWC issued August 10, 2026.
Thomas Jacobs (CRD 4139430) is a Bay City, Michigan broker. FINRA suspended him from association with any member firm in all capacities for two months and assessed a deferred fine of $2,500, according to an AWC issued August 3, 2026.
Mark Sullivan (CRD 2531982) is a Bethlehem, Pennsylvania broker. FINRA suspended him from association with any member firm in all capacities for three months and assessed a deferred fine of $10,000, according to an AWC issued August 6, 2026.
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