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November 16, 2023
Triad, Arkadios Investors Complain About James Walesa

Soreide Law Group is currently conducting an investigation on behalf of investors who have suffered financial losses involving securities broker James Thaddeus Walesa (also known as Jim Walesa) [CRD#: 1061209, Park Ridge, Illinois]. Evidently, Walesa worked for Arkadios Capital (September 2019 to December 2021) and Triad Advisors LLC (November 2000 to September 2019). Notably, he […]

December 14, 2022
Investors File Disputes About Jack Jones Jr.

Soreide Law Group is investigating possible investor claims against securities broker Jack Jones Jr. (also known as J.J. Jones Jr.) [CRD: 2539111, Houston, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Triad Advisors LLC. For example, clients alleged unsuitable recommendations. Here […]

December 29, 2021
Stephen Ferencik Involved In ACG Investors’ Suitability Disputes

Securities Broker Stephen Ferencik Referenced In Unsuitable Alternative Investment Allegations By Arkadios Capital, ACG Wealth, And UBS Clients Soreide Law Group is reviewing potential investor claims relating to securities broker and financial advisor, Stephen John Ferencik (“Stephen John Ferencilz”) (CRD#: 3126037, Atlanta, Georgia). Evidently, Ferencik worked for firms including ACG Wealth Inc. (August 2010 to […]

June 7, 2021
Triad’s Mark Just In Alternative Investment Disputes

Triad Advisors Securities Broker Mark Just In Disputes Regarding Potentially Unsuitable Alternative Investments Soreide Law Group is reviewing possible investor lawsuits involving Mark William Just (CRD#: 1138738, Indianapolis, Indiana), who works for Triad Advisors as securities broker and for The Just Company as financial advisor. Specifically, the Financial Industry Regulatory Authority (“FINRA”) issued Just sanctions […]

January 24, 2021
Mark Just Targeted In Triad Advisors Investor Disputes

Clients Of Triad Advisors Dispute Mark Just's Sales Practices Investor Alert! There are problematic disclosures on the FINRA BrokerCheck report of Mark William Just (CRD#: 1138738, Indianapolis, Indiana). Evidently, Just is a Triad Advisors LLC broker. He also works as a financial advisor for The Just Company. Notably, the securities broker is involved in multiple […]

June 26, 2020
DAVID Hicks Sell You Bad REITS?

Broker David Hicks Allegedly Sold Unsuitable REITs Investors have come forward with complaints alleging sales practice violations by securities broker David Arthur Hicks (CRD#: 733045, Baltimore, Maryland). Namely, at least three investors indicated that their losses were caused by the securities broker, who worked for H. Beck, Inc. until 2016 when he joined Triad Advisors, […]

August 18, 2019
CHRISTOPHER TOLMACS Sell You Bad Investments?

Suffer Investment Losses From CHRISTOPHER TOLMACS? Soreide Law Group is evaluating possible investor claims against Triad Advisors securities broker Christopher Tolmacs (CRD#: 4648724, Portage, Michigan). It appears from Tolmacs’ Financial Industry Regulatory Authority (“FINRA”) BrokerCheck Report that he may have sold inappropriate and unsuitable alternative investments to clients. Furthermore, Tolmacs discloses three regulatory actions, one […]

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