Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Jack Robert Thacker Jr. [CRD: 2754773, Bristol, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Thacker worked for Center Street Securities Inc. from December 3, 2007, to October 10, 2023. Continue reading to learn more about the disputes and allegations faced by Thacker.
On April 8, 2024, a Center Street Securities Inc. client filed FINRA Arbitration No. 24-00138 concerning Jack Thacker. Supposedly, Thacker recommended unsuitable investments. Because of this, the client allegedly sustained damages on promissory notes. Therefore, the client requested $250,000 in compensation from Center Street Securities Inc. or Thacker. Evidently, this arbitration is pending a resolution. Thacker denied the accusations.
Specifically, on March 25, 2024, a Center Street Securities Inc. client contested Jack Thacker’s investment advice by filing FINRA Arbitration No. 24-00634. Allegedly, Thacker recommended unsuitable alternative investments. Consequently, the client seeks compensatory relief from Center Street Securities Inc. or Thacker in the amount of $221,904 in this ongoing matter.
On March 1, 2024, a Center Street Securities Inc. client filed FINRA Arbitration No. 22-01937 about Jack Thacker. Evidently, the client alleged that Thacker made unsuitable investment recommendations. Consequently, the client is seeking $200,000 in compensation from Center Street Securities Inc. or Thacker. This arbitration is also pending a resolution. The broker denied the accusations.
Also, on March 1, 2024, a Center Street Securities Inc. client filed FINRA Arbitration No. 22-02725 concerning Jack Thacker. Mainly, the client alleged unsuitable advice by Thacker. Because of this, the client allegedly sustained damages on alternative investments. Therefore, the client requested $100,000 in compensation from Center Street Securities Inc. or Thacker. Evidently, this arbitration is pending a resolution.
Particularly, a client of Center Street Securities Inc. contested Jack Thacker’s sales practices by filing FINRA Arbitration No. 22-02945 on March 1, 2024. Allegedly, Thacker made unsuitable investment recommendations. Consequently, the client seeks compensatory relief from Center Street Securities Inc. or Thacker in the amount of $100,001 in this ongoing matter.
Additionally, on March 1, 2024, a Center Street Securities Inc. client filed FINRA Arbitration No. 23-01681 about Jack Thacker. Supposedly, Thacker made unsuitable investment recommendations. Because of this, the client allegedly sustained damages on alternative investments. Consequently, the client requested $141,000 in compensation from Center Street Securities Inc. or Thacker. Evidently, this arbitration is pending a resolution.
Did you experience losses because of Jack Thacker? If so, get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Thacker and the brokerage firms he worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Raymond Michael Congelosi (also known as Mike Congelosi) [CRD: 1879030, West Hartford, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. since May 25, 2017, Raymond Congelosi has worked as both an investment adviser and broker for MML Investors Services LLC in West Hartford, Connecticut. See the […]
One or more investors potentially experienced sales practice violations because of securities broker Brian Wayne Napier [CRD: 4555202, Greenwood, Indiana], based on publicly available information reported on FINRA BrokerCheck. Napier has worked with Ausdal Financial Partners Inc. since September 18, 2013, where he serves both as a broker and an investment adviser. Read on to […]
Investors may have incurred losses due to securities broker Teddy R Ezzell III [CRD: 1527524, Fort Collins, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ezzell has worked with LPL Financial LLC since December 15, 2014, and with Western Wealth Management LLC since June 22, 2016. Below, you can learn more about […]
Phone:
Fax: 1-954-760-6553
Email: [email protected]