Investors may have incurred losses because of securities broker Jacque Paul Kuchta [CRD: 1819415, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kuchta has been employed by UBS Financial Services Inc. from January 18, 2012, to the present. Keep reading to understand more about the disclosures involving Jacque Kuchta and what they could mean for impacted investors.
Notably, on April 11, 2025, a UBS Financial Services Inc. client filed a complaint about Jacque Kuchta. Allegedly, Kuchta made unsuitable recommendations and breached his fiduciary duty by placing the client in a portfolio that was not aligned with her risk tolerance, needs, or goals. For this reason, the investor supposedly sustained damages on hedge funds. Consequently, the client requested compensation estimated to exceed $5,000.00 from UBS Financial Services Inc. or Kuchta.
Evidently, a client of Merrill Lynch contested Jacque Kuchta’s sales practices, based on a complaint dated February 21, 2002. Allegedly, Kuchta engaged in unauthorized trading. Supposedly, Kuchta caused the client to sustain damages on stocks. Therefore, the client sought compensation from Merrill Lynch or Kuchta in this matter. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Jacque Kuchta? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group is experienced with recovering losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Kuchta and the firms Kuchta worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com