John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors may have incurred losses because of securities broker Jacque Paul Kuchta [CRD: 1819415, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kuchta has been employed by UBS Financial Services Inc. from January 18, 2012, to the present. Keep reading to understand more about the disclosures involving Jacque Kuchta and what they could mean for impacted investors.
Notably, on April 11, 2025, a UBS Financial Services Inc. client filed a complaint about Jacque Kuchta. Allegedly, Kuchta made unsuitable recommendations and breached his fiduciary duty by placing the client in a portfolio that was not aligned with her risk tolerance, needs, or goals. For this reason, the investor supposedly sustained damages on hedge funds. Consequently, the client requested compensation estimated to exceed $5,000.00 from UBS Financial Services Inc. or Kuchta.
Evidently, a client of Merrill Lynch contested Jacque Kuchta’s sales practices, based on a complaint dated February 21, 2002. Allegedly, Kuchta engaged in unauthorized trading. Supposedly, Kuchta caused the client to sustain damages on stocks. Therefore, the client sought compensation from Merrill Lynch or Kuchta in this matter. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Jacque Kuchta? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group is experienced with recovering losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Kuchta and the firms Kuchta worked for deny allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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